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Solar Flare Forecasting with Machine Learning and Novel
Statistical Models
Yang Chen (Statistics and MIDAS)
University of Michigan, Ann Arbor
TESS, 2022
(University of Michigan) Solar Flare Forecasting TESS, 2022 1 / 25
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Outline
1 Introduction
2 Opportunities and Challenges
3 LSTM Result Demonstration
4 Mixed LSTM Regression Results Demonstration
5 Interpretable Feature Construction
6 Mixed Modeling with Multi-type Data
7 Ongoing Work
(University of Michigan) Solar Flare Forecasting TESS, 2022 2 / 25
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Introduction
1 Introduction
2 Opportunities and Challenges
3 LSTM Result Demonstration
4 Mixed LSTM Regression Results Demonstration
5 Interpretable Feature Construction
6 Mixed Modeling with Multi-type Data
7 Ongoing Work
(University of Michigan) Solar Flare Forecasting TESS, 2022 3 / 25
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Introduction
Our Past and Ongoing Work
Prediction models for flare classification1
Solar flare intensity prediction2
Understanding driving forces/features of flare eruption3
Flare classification with extended, non-calibrated, datasets4
Interpretable HMI and AIA integrated model (2022+)
Operational flare forecasting – from statistics perspective (2022+)
Probabilistic forecasting with quantified uncertainty (2022+)
1Yang Chen et al. “Identifying solar flare precursors using time series of SDO/HMI images and SHARP parameters”. In:
Space Weather 17.10 (2019), pp. 1404–1426, Xiantong Wang et al. “Predicting solar flares with machine learning: Investigating
solar cycle dependence”. In: The Astrophysical Journal 895.1 (2020), p. 3.
2Zhenbang Jiao et al. “Solar flare intensity prediction with machine learning models”. In: Space Weather 18.7 (2020),
e2020SW002440.
3Hu Sun, Ward Manchester IV, and Yang Chen. “Improved and Interpretable Solar Flare Predictions With Spatial and
Topological Features of the Polarity Inversion Line Masked Magnetograms”. In: Space Weather 19.12 (2021),
e2021SW002837, Zeyu Sun et al. “Predicting Solar Flares Using CNN and LSTM on Two Solar Cycles of Active Region Data”.
In: The Astrophysical Journal 931.2 (2022), p. 163, Spiridon Kasapis et al. “Interpretable machine learning to forecast SEP
events for solar cycle 23”. In: Space Weather 20.2 (2022), e2021SW002842.
4Zeyu Sun et al. “Predicting Solar Flares Using CNN and LSTM on Two Solar Cycles of Active Region Data”. In: The
Astrophysical Journal 931.2 (2022), p. 163.
(University of Michigan) Solar Flare Forecasting TESS, 2022 4 / 25
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Opportunities and Challenges
1 Introduction
2 Opportunities and Challenges
3 LSTM Result Demonstration
4 Mixed LSTM Regression Results Demonstration
5 Interpretable Feature Construction
6 Mixed Modeling with Multi-type Data
7 Ongoing Work
(University of Michigan) Solar Flare Forecasting TESS, 2022 5 / 25
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Opportunities and Challenges
Solar Flare Predictions: Opportunities and Challenges
Opportunities: For Both Solar Physics and ML Communities
Attractiveness: Use ML output as input for formal analysis.
High resolution images at high cadence
GOES, HMI/SDO, AIA data sets.
Challenges: From a ML/Statistics Perspective
Rare strong events: a SMALL big data problem.
Heterogeneity across events (active regions).
High resolution images at high cadence: computational efficiency.
(University of Michigan) Solar Flare Forecasting TESS, 2022 6 / 25
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Opportunities and Challenges
Solar Flare Predictions: Opportunities and Challenges
Opportunities: For Both Solar Physics and ML Communities
Attractiveness: Use ML output as input for formal analysis.
High resolution images at high cadence
GOES, HMI/SDO, AIA data sets.
Challenges: From a ML/Statistics Perspective
Rare strong events: a SMALL big data problem.
Heterogeneity across events (active regions).
High resolution images at high cadence: computational efficiency.
(University of Michigan) Solar Flare Forecasting TESS, 2022 6 / 25
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LSTM Result Demonstration
1 Introduction
2 Opportunities and Challenges
3 LSTM Result Demonstration
4 Mixed LSTM Regression Results Demonstration
5 Interpretable Feature Construction
6 Mixed Modeling with Multi-type Data
7 Ongoing Work
(University of Michigan) Solar Flare Forecasting TESS, 2022 7 / 25
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LSTM Result Demonstration
LSTM Result Demonstration
What happens for four representative, randomly selected active regions?
2011-02-11~2011-02-14
AR 11158
C-class !ares
19.6 h M6.6 M2.2
probability
1.0
0.8
0.0
0.2
0.4
0.6
2011-03-04~2011-03-07
AR 11165
C-class !ares
24.1 h M1.5 M1.5
probability
0.0
0.2
0.4
0.6
0.8
1.0
2012-06-29~2012-07-02
AR 11513
C-class !ares
19.2 h M2.4 M2.2 M1.0 M1.6 M2.8 M1.1
0 20 40 60 80 100 120
time(hours)
0.5
0.6
0.7
0.8
0.9
1.0
probability
0 20 40 60 80 100 120
time(hours)
0.2
0.4
0.6
0.8
1.0
probability
43.5 h M2.7 M6.1 M2.3
C-class !ares
AR 11532
2012-07-26~2012-07-29
84.497
(University of Michigan) Solar Flare Forecasting TESS, 2022 8 / 25
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LSTM Result Demonstration
LSTM Result Demonstration
What happens for four representative, randomly selected active regions?
2011-02-11~2011-02-14
AR 11158
C-class !ares
19.6 h M6.6 M2.2
probability
1.0
0.8
0.0
0.2
0.4
0.6
2011-03-04~2011-03-07
AR 11165
C-class !ares
24.1 h M1.5 M1.5
probability
0.0
0.2
0.4
0.6
0.8
1.0
2012-06-29~2012-07-02
AR 11513
C-class !ares
19.2 h M2.4 M2.2 M1.0 M1.6 M2.8 M1.1
0 20 40 60 80 100 120
time(hours)
0.5
0.6
0.7
0.8
0.9
1.0
probability
0 20 40 60 80 100 120
time(hours)
0.2
0.4
0.6
0.8
1.0
probability
43.5 h M2.7 M6.1 M2.3
C-class !ares
AR 11532
2012-07-26~2012-07-29
84.497
(University of Michigan) Solar Flare Forecasting TESS, 2022 8 / 25
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Mixed LSTM Regression Results Demonstration
1 Introduction
2 Opportunities and Challenges
3 LSTM Result Demonstration
4 Mixed LSTM Regression Results Demonstration
5 Interpretable Feature Construction
6 Mixed Modeling with Multi-type Data
7 Ongoing Work
(University of Michigan) Solar Flare Forecasting TESS, 2022 10 / 25
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Interpretable Feature Construction
Interpretable Feature Construction
SHARP parameter 2D distribution instead of averaged quantities.7 PIL
mask identification by Br by Schrijver (2007).
7Hu Sun, Ward Manchester IV, and Yang Chen. “Improved and Interpretable Solar Flare Predictions With Spatial and
Topological Features of the Polarity Inversion Line Masked Magnetograms”. In: Space Weather 19.12 (2021), e2021SW002837.
(University of Michigan) Solar Flare Forecasting TESS, 2022 13 / 25
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Mixed Modeling with Multi-type Data
1 Introduction
2 Opportunities and Challenges
3 LSTM Result Demonstration
4 Mixed LSTM Regression Results Demonstration
5 Interpretable Feature Construction
6 Mixed Modeling with Multi-type Data
7 Ongoing Work
(University of Michigan) Solar Flare Forecasting TESS, 2022 18 / 25
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Mixed Modeling with Multi-type Data
Flare Prediction: Experiment Design & Results
2010-2018: 3,064 B-class flares and 586 M-class flares.
Forecasting window: 1,6,12,24 hours before peak time.
Br
images resized to: 50 × 50, 100 × 100, 200 × 200.
Pred Time 50 × 50 100 × 100 200 × 200 SHARP only
1-hour 0.9143 0.9069 0.9201 0.9078
6-hour 0.9161 0.9116 0.9316 0.9141
12-hour 0.8953 0.8923 0.9061 0.8833
24-hour 0.9169 0.8986 0.9172 0.8898
Table 1: Area Under Curve (AUC) for Binary Flare Classification for all 4
prediction time and 3 Br
image sizes. Metrics based on four MCMC chains.
(University of Michigan) Solar Flare Forecasting TESS, 2022 21 / 25
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Ongoing Work
1 Introduction
2 Opportunities and Challenges
3 LSTM Result Demonstration
4 Mixed LSTM Regression Results Demonstration
5 Interpretable Feature Construction
6 Mixed Modeling with Multi-type Data
7 Ongoing Work
(University of Michigan) Solar Flare Forecasting TESS, 2022 22 / 25
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Ongoing Work
Ongoing Work
Interpretable HMI and AIA integrated model (2022+)
AIA database construction (Meng Jin & Yang Liu)
Integrated learning algorithm (code ready)
Operational flare forecasting – from statistics perspective (2022+)
Summary of methodology in literature
Gaps with operational forecasting
Extensive simulation experiments
Probabilistic forecasting with quantified uncertainty (2022+)
AR temporal history informed
Calibrated prediction intervals for arrival & intensity
(University of Michigan) Solar Flare Forecasting TESS, 2022 23 / 25
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Ongoing Work
References I
[1] Yang Chen et al. “Identifying solar flare precursors using time series
of SDO/HMI images and SHARP parameters”. In: Space Weather
17.10 (2019), pp. 1404–1426.
[2] Zhenbang Jiao et al. “Solar flare intensity prediction with machine
learning models”. In: Space Weather 18.7 (2020), e2020SW002440.
[3] Spiridon Kasapis et al. “Interpretable machine learning to forecast
SEP events for solar cycle 23”. In: Space Weather 20.2 (2022),
e2021SW002842.
[4] Hu Sun, Ward Manchester IV, and Yang Chen. “Improved and
Interpretable Solar Flare Predictions With Spatial and Topological
Features of the Polarity Inversion Line Masked Magnetograms”. In:
Space Weather 19.12 (2021), e2021SW002837.
(University of Michigan) Solar Flare Forecasting TESS, 2022 24 / 25
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Ongoing Work
References II
[5] Zeyu Sun et al. “Predicting Solar Flares Using CNN and LSTM on
Two Solar Cycles of Active Region Data”. In: The Astrophysical
Journal 931.2 (2022), p. 163.
[6] Xiantong Wang et al. “Predicting solar flares with machine learning:
Investigating solar cycle dependence”. In: The Astrophysical Journal
895.1 (2020), p. 3.
(University of Michigan) Solar Flare Forecasting TESS, 2022 25 / 25